0000950136-05-001273.txt : 20120626 0000950136-05-001273.hdr.sgml : 20120626 20050311131204 ACCESSION NUMBER: 0000950136-05-001273 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050311 DATE AS OF CHANGE: 20050311 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Partners Acquistion CO Inc. CENTRAL INDEX KEY: 0001289632 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 201025065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80068 FILM NUMBER: 05674761 BUSINESS ADDRESS: STREET 1: 245 FIFITH AVENUE, SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-696-4282 MAIL ADDRESS: STREET 1: 245 FIFITH AVENUE, SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUTMAN EDWARD S CENTRAL INDEX KEY: 0001139134 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 2124335306 MAIL ADDRESS: STREET 1: SPEARS LEAS KELLOGG STREET 2: 120 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10271 SC 13G 1 file001.htm FORM SC 13G



                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549






                                  SCHEDULE 13G
                                 (RULE 13D-102)


             INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
          TO RULES 13D-1(B), (C), AND (D) AND AMENDMENTS THERETO FILED
                            PURSUANT TO RULE 13D-2(B)

                           (Amendment No. _________)*

                    TRINITY PARTNERS ACQUISITION COMPANY INC.
--------------------------------------------------------------------------------
                                (Name of Issuer)


                     Class B Common Stock, $0.0001 par value
--------------------------------------------------------------------------------
                         (Title of Class of Securities)


                                   896552 20 5
--------------------------------------------------------------------------------
                                 (CUSIP Number)



                                March 1, 2005
--------------------------------------------------------------------------------
             (Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:

     [ ]     Rule 13d-1(b)
     [X]     Rule 13d-1(c)
     [ ]     Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).





--------------------------                               -----------------------

CUSIP NO. 896552 20 5                   13G                    PAGE 2 OF 6 PAGES

--------------------------                               -----------------------


--------------------------------------------------------------------------------

1         NAMES OF REPORTING PERSONS
          I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

                   Edward S. Gutman
--------------------------------------------------------------------------------

2         CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
          (SEE INSTRUCTIONS)                                            (a) [ ]
                                                                        (b) [ ]


--------------------------------------------------------------------------------

3         SEC USE ONLY


--------------------------------------------------------------------------------

4         CITIZENSHIP OR PLACE OF ORGANIZATION

                   United States
--------------------------------------------------------------------------------

                           5      SOLE VOTING POWER

                                           146,700 Shares
                           -----------------------------------------------------
 NUMBER OF
 SHARES                    6      SHARED VOTING POWER
 BENEFICIALLY
 OWNED BY                                  0
 EACH                      -----------------------------------------------------
 REPORTING
 PERSON                    7      SOLE DISPOSITIVE POWER
 WITH
                                           146,700 Shares
                           -----------------------------------------------------

                           8      SHARED DISPOSITIVE POWER

                                           0
--------------------------------------------------------------------------------

9         AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

                   146,700 Shares
--------------------------------------------------------------------------------

10        CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
          (SEE INSTRUCTIONS)     [ ]


--------------------------------------------------------------------------------

11        PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

                   9.8%
--------------------------------------------------------------------------------

12        TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

                   IN
--------------------------------------------------------------------------------


                      *SEE INSTRUCTIONS BEFORE FILLING OUT!





--------------------------                               -----------------------

CUSIP NO. 896552 20 5                   13G                    PAGE 3 OF 6 PAGES

--------------------------                               -----------------------

ITEM 1(A).        NAME OF ISSUER:

                  Trinity Partners Acquisition Company Inc.

ITEM 1(B.)        ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

                  245 Fifth Avenue, Suite 1600, New York, New York 10016

ITEM 2(A).        NAME OF PERSONS FILING:

                  Edward S. Gutman ("Gutman")

ITEM 2(B).        ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

                  The business address of Gutman is 888 Seventh Avenue,
                  17th Floor, New York, New York 10106

ITEM 2(C).        CITIZENSHIP:

                  Gutman is a United States citizen

ITEM 2(D).        TITLE OF CLASS OF SECURITIES:

                  Class B common stock, par value $.0001 per share

ITEM 2(E).        CUSIP NUMBER:

                  896552 20 5


ITEM 3.           IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR
                  13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:

        (a)  [ ]  Broker or dealer registered under Section 15 of the Exchange
                  Act;
        (b)  [ ]  Bank as defined in Section 3(a)(6) of the Exchange Act;
        (c)  [ ]  Insurance company as defined in Section 3(a)(19) of the
                  Exchange Act;
        (d)  [ ]  Investment company registered under Section 8 of the
                  Investment Company Act;
        (e)  [ ]  An investment adviser in accordance with Rule 13d-1(b)(ii)(E);
        (f)  [ ]  An employee benefit plan or endowment fund in accordance with
                  Rule 13d-1(b)(1)(ii)(F);
        (g)  [ ]  A parent holding company or control person in accordance with
                  Rule 13d-1(b)(ii)(G)
        (h)  [ ]  A savings association as defined in Section 3(b) of the
                  Federal Deposit Insurance Act;
        (i)  [ ]  A church plan that is excluded from the definition of an
                  investment company under Section 3(c)(14) of the Investment
                  Company Act;
        (j)  [ ]  Group, in accordance with Rule 13d-1(b)(1)(ii)(J).





--------------------------                               -----------------------

CUSIP NO. 896552 20 5                   13G                    PAGE 4 OF 6 PAGES

--------------------------                               -----------------------

ITEM 4.      OWNERSHIP

             Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified in Item 1.

         (a) Amount beneficially owned:
                   Gutman beneficially owns 146,700 shares of Class B common
                      stock, of which 21,000 shares of Class B common stock are
                      held by the Gutman Family Foundation ("Foundation").
                      Gutman is the President of the Foundation. As President,
                      Gutman has sole dispositive and voting power over the
                      shares held by the Foundation. Does not include an
                      aggregate of 138,200 shares of common stock issuable upon
                      exercise of Class W and Class Z warrants, of which 15,000
                      are held by the Foundation, all of which such warrants are
                      not currently exercisable and will not become exercisable
                      within the next 60 days.

        (b) Percent of Class:
                   9.8%

        (c) Number of shares as to which such person has:

            (i)   Sole power to vote or to direct the vote:
                  146,700 shares of common stock

            (ii)  Shared power to vote or to direct the vote:
                  0 shares of common stock

            (iii) Sole power to dispose or to direct the disposition of:
                  146,700 shares of common stock

            (iv)  Shared power to dispose or to direct the disposition of:
                  0 shares of common stock


        Instruction: For computations regarding securities which represent a
right to acquire an underlying security see Rule 13d-3(d)(1).

ITEM 5.      OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

             If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following: |_|

ITEM 6.      OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

             None.

ITEM 7.      IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
             THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR
             CONTROL PERSON.

             None.

ITEM 8.      IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

             None.





--------------------------                               -----------------------

CUSIP NO. 896552 20 5                   13G                    PAGE 5 OF 6 PAGES

--------------------------                               -----------------------

ITEM 9.      NOTICE OF DISSOLUTION OF GROUP.

             None.

ITEM 10.     CERTIFICATIONS.

             By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.





--------------------------                               -----------------------

CUSIP NO. 896552 20 5                   13G                    PAGE 6 OF 6 PAGES

--------------------------                               -----------------------


                                    SIGNATURE


             After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.


Dated:  March 11, 2005




                                                    /s/ Edward S. Gutman
                                                    ---------------------------
                                                    Edward S. Gutman